---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-035263"
form_type: "8-K"
ticker: "HTCR"
cik: "0001892322"
company_name: "HeartCore Enterprises, Inc."
filed_at: "2023-10-03T23:59:59+00:00"
generated_at: "2026-06-10T05:43:57.659006+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# HeartCore signs 11th Go IPO contract with GATES GROUP; $600K fee plus 3% warrant

## Summary
- Agreement to assist GATES GROUP in listing on Nasdaq; total fee of $600,000 payable in four installments.
- HeartCore receives a warrant to acquire 3% of GATES' fully diluted shares at $0.01 per share, exercisable after listing.
- Services include HR/accounting suggestions, translation, IPO preparation support, and IR assistance.
- CEO Sumitaka Yamamoto cites growing demand for Go IPO services and aims for strongest year in 2023.

## SEC filing metadata
- accession: 0001493152-23-035263
- form_type: 8-K
- ticker: HTCR
- cik: 0001892322
- company_name: HeartCore Enterprises, Inc.
- filed_at: 2023-10-03T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1892322/000149315223035263/0001493152-23-035263-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1892322/000149315223035263/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-035263
- JSON: https://secwatch.observer/filing/0001493152-23-035263.json
- Plain text: https://secwatch.observer/filing/0001493152-23-035263.txt

## Key facts
- Material Agreements
  HeartCore Enterprises, Inc. entered into GATES Agreement with GATES GROUP Inc. valued at $600,000 (effective 2023-10-02).
  - Action: entry
  - Counterparty: GATES GROUP Inc.
  - Value: $600,000
  - Effective: 2023-10-02
  source text: On October 2, 2023 (the “GATES Effective Date”), HeartCore Enterprises, Inc. (the “Company”) entered into a Service Agreement (the “GATES Agreement”) by and between the Company and GATES GROUP Inc., a Japanese corporation (“GATES”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1892322/000149315223035263/0001493152-23-035263-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.