---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-037039"
form_type: "8-K"
ticker: "HTCR"
cik: "0001892322"
company_name: "HeartCore Enterprises, Inc."
filed_at: "2023-10-12T23:59:59+00:00"
generated_at: "2026-06-10T01:06:04.154235+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# HeartCore terminates stock sales agreement with Sutter; no ATM shares sold

## Summary
- Terminated Common Stock Sales Agreement with Sutter Securities, effective Oct 21, 2023.
- No shares of common stock sold under the ATM prospectus supplement (up to $4,205,067).
- Company expects to terminate the ATM Prospectus Supplement and ATM Offering after Oct 21.
- No additional sales of common stock under the ATM Offering are intended.

## SEC filing metadata
- accession: 0001493152-23-037039
- form_type: 8-K
- ticker: HTCR
- cik: 0001892322
- company_name: HeartCore Enterprises, Inc.
- filed_at: 2023-10-12T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 1.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1892322/000149315223037039/0001493152-23-037039-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1892322/000149315223037039/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-037039
- JSON: https://secwatch.observer/filing/0001493152-23-037039.json
- Plain text: https://secwatch.observer/filing/0001493152-23-037039.txt

## Key facts
- Material Agreements
  HeartCore Enterprises, Inc. terminated Common Stock Sales Agreement with Sutter Securities, Inc. valued at Termination of Common Stock Sales Agreement (effective 2023-10-21).
  - Action: termination
  - Agreement: atm program
  - Counterparty: Sutter Securities, Inc.
  - Value: Termination of Common Stock Sales Agreement
  - Effective: 2023-10-21
  source text: On October 11, 2023, HeartCore Enterprises, Inc. (the “Company”) delivered written notice to Sutter Securities, Inc. (“Sutter”) that the Company was terminating the Common Stock Sales Agreement, dated May 29, 2023, by and between the Company and Sutter (the “Sales Agreement”), in accordance with its terms, which termination will be effective on October 21, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1892322/000149315223037039/0001493152-23-037039-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.