---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-037935"
form_type: "8-K"
ticker: null
cik: "0001855631"
company_name: "AERWINS Technologies Inc."
filed_at: "2023-10-23T23:59:59+00:00"
generated_at: "2026-06-09T17:16:17.632942+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# Nasdaq delists AERWINS for bid-price noncompliance; company plans appeal hearing

## Summary
- Received Nasdaq delisting determination on Oct 18, 2023 for failing to meet $1.00 minimum bid price for 180-day cure period.
- Delisting scheduled for Oct 27, 2023; company has until Oct 25 to request a hearing before a Hearings Panel.
- Company intends to timely request a hearing to stay delisting and present a plan to regain compliance.
- Also out of compliance with Nasdaq market value of listed securities (Rule 5450(b)(2)(A)) and minimum MVPHS (Rule 5450(b)(2)(C)).
- No assurance that the Panel will grant continued listing or that company will ultimately regain compliance.

## SEC filing metadata
- accession: 0001493152-23-037935
- form_type: 8-K
- cik: 0001855631
- company_name: AERWINS Technologies Inc.
- filed_at: 2023-10-23T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1855631/000149315223037935/0001493152-23-037935-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855631/000149315223037935/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-037935
- JSON: https://secwatch.observer/filing/0001493152-23-037935.json
- Plain text: https://secwatch.observer/filing/0001493152-23-037935.txt

## Key facts
- Listing & Compliance Notices
  AERWINS Technologies Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5450(a)(1)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: minimum bid price
  - Rules: 5450(a)(1)
  source text: October 18, 2023, AERWINS Technologies Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Staff has determined to delist the Company’s common stock and warrants from The Nasdaq Global Market due to the Company not having regained compliance with Nasdaq Listing Rule 5450(a)(1) (the “Minimum Bid Requirement”) during the 180-calendar-day period (the “Compliance Period”) following the deficiency letter the Company received from the Staff on April 20, 2023, regarding
  evidence_url: https://www.sec.gov/Archives/edgar/data/1855631/000149315223037935/0001493152-23-037935-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.