---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-037999"
form_type: "8-K"
ticker: "HTCR"
cik: "0001892322"
company_name: "HeartCore Enterprises, Inc."
filed_at: "2023-10-23T23:59:59+00:00"
generated_at: "2026-06-09T17:20:12.557331+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# HeartCore enters $1.99M ATM equity offering agreement with H.C. Wainwright

## Summary
- May sell up to $1,988,229 of common stock in at-the-market offerings through H.C. Wainwright.
- Manager receives 4.0% cash commission on gross sales plus up to $75,000 expense reimbursement.
- Sales may occur on Nasdaq Capital Market from time to time; no obligation to sell any shares.
- Agreement dated October 23, 2023; may be terminated by either party on 10 business days' notice.

## SEC filing metadata
- accession: 0001493152-23-037999
- form_type: 8-K
- ticker: HTCR
- cik: 0001892322
- company_name: HeartCore Enterprises, Inc.
- filed_at: 2023-10-23T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1892322/000149315223037999/0001493152-23-037999-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1892322/000149315223037999/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-037999
- JSON: https://secwatch.observer/filing/0001493152-23-037999.json
- Plain text: https://secwatch.observer/filing/0001493152-23-037999.txt

## Key facts
- Material Agreements
  HeartCore Enterprises, Inc. entered into At The Market Offering Agreement with H.C. Wainwright & Co., LLC valued at $1,988,229 (effective 2023-10-23).
  - Action: entry
  - Agreement: atm program
  - Counterparty: H.C. Wainwright & Co., LLC
  - Value: $1,988,229
  - Effective: 2023-10-23
  source text: On October 23, 2023, HeartCore Enterprises, Inc. (the “Company”) entered into the At The Market Offering Agreement (the “Agreement”) by and between the Company and H.C. Wainwright & Co., LLC (the “Manager”), as sales agent.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1892322/000149315223037999/0001493152-23-037999-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.