---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-038202"
form_type: "8-K"
ticker: "RWAX"
cik: "0001119190"
company_name: "TAP REAL ESTATE TECHNOLOGIES, INC."
filed_at: "2023-10-25T23:59:59+00:00"
generated_at: "2026-06-09T09:50:52.442748+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# HUMBL exchanges ~$6.5M in promissory notes for 8,775 Series C Preferred shares

## Summary
- Exchanged seven promissory notes totaling ~$6.5M for 8,775 shares of Series C Preferred Stock.
- Exchange conducted under Section 3(a)(9) of the Securities Act; no cash consideration involved.
- Investor Rights Agreement includes one demand registration right and a one-year leak-out period post-uplist.
- Company prohibited from entering variable rate transactions until uplist consummation.

## SEC filing metadata
- accession: 0001493152-23-038202
- form_type: 8-K
- ticker: RWAX
- cik: 0001119190
- company_name: TAP REAL ESTATE TECHNOLOGIES, INC.
- filed_at: 2023-10-25T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1119190/000149315223038202/0001493152-23-038202-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1119190/000149315223038202/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-038202
- JSON: https://secwatch.observer/filing/0001493152-23-038202.json
- Plain text: https://secwatch.observer/filing/0001493152-23-038202.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.