---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-039016"
form_type: "8-K"
ticker: "BRFH"
cik: "0001487197"
company_name: "BARFRESH FOOD GROUP INC."
filed_at: "2023-11-01T23:59:59+00:00"
generated_at: "2026-06-09T02:25:48.909372+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Barfresh regains Nasdaq compliance after convertible note issuance of $1.39M

## Summary
- Nasdaq notified Barfresh on Oct 27, 2023 it has regained compliance with minimum stockholders' equity rule (Listing Rule 5550(b)(1)).
- Previously, on May 3, 2023, Barfresh was notified it failed to meet the $2.5M equity requirement; extension granted to Oct 30, 2023.
- Company issued $1.39M in convertible notes; $1.207M converted into ~820,000 common shares, boosting equity.
- Notes subscribed by CEO Riccardo Delle Coste and strategic investor Unibel SA.
- Pro-forma balance sheet shows compliance as of Sept 30, 2023 and Oct 26, 2023.

## SEC filing metadata
- accession: 0001493152-23-039016
- form_type: 8-K
- ticker: BRFH
- cik: 0001487197
- company_name: BARFRESH FOOD GROUP INC.
- filed_at: 2023-11-01T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1487197/000149315223039016/0001493152-23-039016-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1487197/000149315223039016/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-039016
- JSON: https://secwatch.observer/filing/0001493152-23-039016.json
- Plain text: https://secwatch.observer/filing/0001493152-23-039016.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.