{"schema_version":"secwatch.filing_event.v1","accession":"0001493152-23-039042","form_type":"8-K","ticker":"OPTX","cik":"0001866816","company_name":"SYNTEC OPTICS HOLDINGS, INC.","filed_at":"2023-11-02T23:59:59+00:00","discovered_at":"2026-05-14T18:03:31.196835+00:00","generated_at":"2026-06-09T01:02:50.613583+00:00","sec_items":["5.07","9.01"],"event_type":"m_and_a","sentiment":"positive","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"OmniLit shareholders approve Syntec Optics merger; ~1.3M shares redeemed for $13.8M","bullets":["Business Combination approved with >99.9% of votes cast in favor.","All other proposals (charter, equity plan, ESPP, director election) also approved.","Holders of 1,298,184 shares exercised redemption rights at ~$10.62/share, total ~$13.8M.","Merger with Syntec Optics, a custom optics and photonics manufacturer, expected to close."],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-23-039042","json":"https://secwatch.observer/filing/0001493152-23-039042.json","markdown":"https://secwatch.observer/filing/0001493152-23-039042.md","text":"https://secwatch.observer/filing/0001493152-23-039042.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/form8-k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-09T01:02:50.613583+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"07aa43355dfe41927771d3c1a4ea86e712beda25","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Election of seven (7) directors to serve as directors of New Syntec Optics. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders approved the proposal to elect seven (7) directors who will serve as directors of New Syntec Optics until their successors are duly elected and qualified, subject to their earlier death, resignation, or removal (the “ Director Election Proposal ”) For Against Abstain 5,558,852 272,614 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.85,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"},{"claim_id":"3d6f55dd243e1cab189f150585189ee554b9eccd","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve the Business Combination, including adopting the Business Combination Agreement and approving the other transactions contemplated thereby. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders approved the proposal to approve the Business Combination, including (a) adopting the Business Combination Agreement and (b) approving the other transactions contemplated by the Business Combination Agreement and related agreements described in the October 5, 2023 proxy statement/prospectus (the “ Business Combination Proposal ”). For Against Abstain 5,828,860 2,606 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"merger approval"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"},{"claim_id":"6375e5522f6232aab4544590a3c04247c8e4294f","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve the issuance of shares of common stock in connection with the Business Combination for purposes of complying with applicable Nasdaq rules. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders, for purposes of complying with the applicable rules of Nasdaq, approved the issuance of shares of OmniLit’s common stock in connection with the Business Combination, including, without limitation, the Aggregate Merger Consideration, the Earnout RSUs, assuming the Business Combination Proposal and the Charter Proposal are approved, for purposes of complying with the applicable Nasdaq rules (the “ Nasdaq Proposal ”) For Against Abstain 5,828,860 2,606 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"merger approval"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"},{"claim_id":"7eefea39b6f6e4ad9e1d46a7c73a9a18686f0960","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Adjourn the annual meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders approved the proposal to adjourn the annual meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal, the Incentive Plan Proposal, the Nasdaq Proposal, the ESPP Proposal or the Director Election Proposal (the “ Adjournment Proposal . ”) For Against Abstain 5,828,860 2,606 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"},{"claim_id":"892661ea6307e613ab2706054739fb13c46fb14c","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve and adopt the OmniLit Combination 2023 Equity Incentive Plan. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders approved the proposal to approve and adopt, assuming the Business Combination Proposal, the Charter Proposal and the Nasdaq Proposal are approved, for purposes of complying with the applicable Nasdaq rules, the OmniLit Combination 2023 Equity Incentive Plan (the “ Incentive Plan Proposal ”) For Against Abstain 5,558,852 272,614 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"},{"claim_id":"c70f1f579e06627c2c765c3dc6c760d5bf1c7c12","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve the Syntec Optics, Inc. 2023 Employee Stock Purchase Plan. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders approved the proposal to approve, assuming the Business Combination Proposal, the Charter Proposal, the Nasdaq Proposal and the Incentive Plan Proposal are approved, the Syntec Optics, Inc. 2023 Employee Stock Purchase Plan (the “ ESPP Proposal ”) For Against Abstain 5,828,860 2,606 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"},{"claim_id":"c93a6a4d6245c9cfe715c4009a5607d359a15f88","claim":"SYNTEC OPTICS HOLDINGS, INC. shareholders approved Approve and adopt the second amended and restated certificate of incorporation of OmniLit. at the 2023-10-31 meeting.","evidence_excerpt":"The Stockholders approved the proposal to approve and adopt, assuming the Business Combination Proposal is approved, the second amended and restated certificate of incorporation of OmniLit, (the “ Charter Proposal ”) For Against Abstain 5,558,852 272,614 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1866816/000149315223039042/0001493152-23-039042-index.htm","confidence":0.95,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"charter amendment"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2023-10-31"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}