---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-041665"
form_type: "8-K"
ticker: "CNTN"
cik: "0001861657"
company_name: "Canton Strategic Holdings, Inc."
filed_at: "2023-11-16T23:59:59+00:00"
generated_at: "2026-06-08T01:29:33.911457+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Tharimmune receives Nasdaq deficiency notice; stockholders' equity below $2.5M minimum

## Summary
- Stockholders' equity at Sept 30, 2023 was $1.76M, below Nasdaq's $2.5M requirement.
- Company has until Dec 26, 2023 to submit a compliance plan to Nasdaq.
- If plan accepted, up to 180-day extension may be granted; stock continues trading on Nasdaq under THAR.
- Company is actively seeking financing options to regain equity compliance.

## SEC filing metadata
- accession: 0001493152-23-041665
- form_type: 8-K
- ticker: CNTN
- cik: 0001861657
- company_name: Canton Strategic Holdings, Inc.
- filed_at: 2023-11-16T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1861657/000149315223041665/0001493152-23-041665-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1861657/000149315223041665/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-041665
- JSON: https://secwatch.observer/filing/0001493152-23-041665.json
- Plain text: https://secwatch.observer/filing/0001493152-23-041665.txt

## Key facts
- Listing & Compliance Notices
  Canton Strategic Holdings, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5550(b)(1)
  source text: September 30, 2023, the Company reported stockholders’ equity of $1,756,923, which is below the Stockholders’ Equity Requirement for continued listing. Additionally, as of the date of the Letter, the Company did not meet either of the alternative Nasdaq continued listing standards under the Nasdaq Listing Rules, which include a market value of listed securities of at least $35 million or net income of $500,000 from continuing operations in the most recently completed fiscal year, or in two of the three most recently completed fiscal years. The Letter has no immediate effect on the listing of t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1861657/000149315223041665/0001493152-23-041665-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.