---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-042613"
form_type: "8-K"
ticker: "PETV"
cik: "0001512922"
company_name: "PetVivo Holdings, Inc."
filed_at: "2023-11-24T23:59:59+00:00"
generated_at: "2026-06-07T21:51:03.718232+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# PetVivo receives Nasdaq delisting notice for equity shortfall; intends to appeal

## Summary
- Received Nasdaq notice on Nov 17, 2023 for non-compliance with minimum stockholders' equity rule (below $2.5M).
- Does not meet alternative compliance standards relating to market value of listed securities or net income.
- Trading suspension of common stock and warrants set for Nov 28, 2023 unless appeal is requested.
- Company intends to timely request a hearing by Nov 24 to stay the suspension pending Panel decision.

## SEC filing metadata
- accession: 0001493152-23-042613
- form_type: 8-K
- ticker: PETV
- cik: 0001512922
- company_name: PetVivo Holdings, Inc.
- filed_at: 2023-11-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1512922/000149315223042613/0001493152-23-042613-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1512922/000149315223042613/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-042613
- JSON: https://secwatch.observer/filing/0001493152-23-042613.json
- Plain text: https://secwatch.observer/filing/0001493152-23-042613.txt

## Key facts
- Listing & Compliance Notices
  PetVivo Holdings, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)(1)
  source text: November 17, 2023, PetVivo Holdings, Inc. (the “Company”) received written notice (“ Notice ”) from the Nasdaq Stock Market (“ Nasdaq ”) stating that the Company no longer complies with the minimum stockholders’ equity requirement under Nasdaq Listing Rule 5550(b)(1) for continued listing on The Nasdaq Capital Market because the Company’s stockholders’ equity, as reported in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2023, has fallen below $2.5 million. In addition, the Company does not meet the alternative compliance standards relating to the mark
  evidence_url: https://www.sec.gov/Archives/edgar/data/1512922/000149315223042613/0001493152-23-042613-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.