---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-042669"
form_type: "8-K"
ticker: "LUCD"
cik: "0001799011"
company_name: "Lucid Diagnostics Inc."
filed_at: "2023-11-24T23:59:59+00:00"
generated_at: "2026-06-07T21:55:05.618133+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Lucid Diagnostics receives Nasdaq delisting notice for equity shortfall, plans transfer to Capital Market

## Summary
- Nasdaq notified Lucid of non-compliance with Global Market equity standard requiring $10M minimum equity; reported equity was $2.556M as of Sep 30, 2023.
- Company will apply to transfer its common stock listing to Nasdaq Capital Market, where it believes it will satisfy continued listing requirements.
- The notice does not immediately affect stock trading; shares continue to trade under symbol LUCD.

## SEC filing metadata
- accession: 0001493152-23-042669
- form_type: 8-K
- ticker: LUCD
- cik: 0001799011
- company_name: Lucid Diagnostics Inc.
- filed_at: 2023-11-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1799011/000149315223042669/0001493152-23-042669-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1799011/000149315223042669/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-042669
- JSON: https://secwatch.observer/filing/0001493152-23-042669.json
- Plain text: https://secwatch.observer/filing/0001493152-23-042669.txt

## Key facts
- Listing & Compliance Notices
  Lucid Diagnostics Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5450(b)(1)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5450(b)(1)(A)
  source text: continued listing under the Equity Standard. Because the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2023 reported stockholders’ equity of $2,556,000 (and because the Company does not meet the alternative standards for Market Value or Total Assets/Total Revenue), the Company has fallen out of compliance with the continued
  evidence_url: https://www.sec.gov/Archives/edgar/data/1799011/000149315223042669/0001493152-23-042669-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.