secwatch / observer
8-K filed December 11, 2023, 6:59 PM ET ticker ZVSA CIK 0001859007
other material confidence high sentiment neutral materiality 0.75

ZyVersa Therapeutics prices $5.0M public offering of common stock and warrants

ZyVersa Therapeutics, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

ZyVersa Therapeutics, Inc. entered into Securities Purchase Agreement with purchasers identified on the signature pages valued at 400,000 shares of common stock, pre-funded warrants for 3,600,000 shares, Series A common warrants f (effective 2023-12-06).

Action
entry
Agreement
equity purchase
Counterparty
purchasers identified on the signature pages
Value
400,000 shares of common stock, pre-funded warrants for 3,600,000 shares, Series A common warrants f
Effective
2023-12-06
Exact text from the filing
On December 6, 2023, ZyVersa Therapeutics, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement with each purchaser identified on the signature pages thereto (the “Purchase Agreement”), pursuant to which the Company agreed to issue and sell, in a public offering (the “Offering”), (i) 400,000 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) 3,600,000 pre-funded warrants (the “Pre-Funded Warrants”) exercisable for an aggregate of 3,600,000 shares of Common Stock, (iii) 4,000,000 Series A common warrants (the “Series A Common Warrants”) exercisable for an aggregate of 4,000,000 shares of Common Stock, and (iv) 4,000,000 Series B common warrants (the “Series B Common Warrants,” and together with the Series A Common Warrants, the “Common Warrants”) exercisable for an aggregate of 4,000,000 shares of Common Stock.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

ZyVersa Therapeutics, Inc. entered into Placement Agency Agreement with A.G.P./Alliance Global Partners valued at cash fee equal to 6.0% of gross proceeds, expense reimbursement up to $80,000, non-accountable expen (effective 2023-12-06).

Action
entry
Agreement
underwriting
Counterparty
A.G.P./Alliance Global Partners
Value
cash fee equal to 6.0% of gross proceeds, expense reimbursement up to $80,000, non-accountable expen
Effective
2023-12-06
Exact text from the filing
On December 6, 2023, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with A.G.P./Alliance Global Partners (“A.G.P.”), pursuant to which A.G.P. agreed to act as exclusive placement agent for the issuance and sale of the Shares and Warrants.
View on SEC.gov

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ZyVersa Therapeutics, Inc. filing history →

Source: SEC EDGAR
accession 0001493152-23-044400
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