---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-23-044537"
form_type: "8-K"
ticker: null
cik: "0001855631"
company_name: "AERWINS Technologies Inc."
filed_at: "2023-12-12T23:59:59+00:00"
generated_at: "2026-06-07T14:23:49.186165+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Nasdaq issues delisting determination to AERWINS Technologies for continued listing noncompliance

## Summary
- Received Delisting Determination Letter on Dec 6, 2023, for failing to regain compliance with market value of listed securities (minimum $50M).
- Company also remains noncompliant with minimum bid price ($1.00) and minimum market value of publicly held shares ($15M) requirements.
- Hearing before Nasdaq Panel requested; delisting is automatically stayed pending hearing and any extension granted.
- Company will present a compliance plan at the hearing, but there is no assurance the Panel will grant continued listing.

## SEC filing metadata
- accession: 0001493152-23-044537
- form_type: 8-K
- cik: 0001855631
- company_name: AERWINS Technologies Inc.
- filed_at: 2023-12-12T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1855631/000149315223044537/0001493152-23-044537-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855631/000149315223044537/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-23-044537
- JSON: https://secwatch.observer/filing/0001493152-23-044537.json
- Plain text: https://secwatch.observer/filing/0001493152-23-044537.txt

## Key facts
- Listing & Compliance Notices
  AERWINS Technologies Inc. received a nasdaq compliance regained notice regarding late filing (rules 5450(b)(2)(A), 5810(c)(3)(C), 5450(b)(2)(C), 5810(c)(3)(D), 5450(a)(1), 5250(c)(1), 5810(d)).
  - Exchange: nasdaq
  - Notice: compliance regained
  - Deficiency: late filing
  - Rules: 5450(b)(2)(A), 5810(c)(3)(C), 5450(b)(2)(C), 5810(c)(3)(D), 5450(a)(1), 5250(c)(1), 5810(d)
  source text: December 5, 2023, to regain compliance with the MVLS Requirement. As of the date of this Current Report on Form 8-K, the Company remains out of compliance with the MVLS Requirement. As previously disclosed on a Current Report on Form 8-K filed with the SEC on September 13, 2023, on September 8, 2023, the Company also received a deficiency letter from Nasdaq notifying the Company that the listing of its common stock was not in compliance with the minimum Market Value of Publicly Held Shares (the “MVPHS”) requirement set forth in Nasdaq Listing Rule 5450(b)(2)(C) for continued listing on Nasdaq.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1855631/000149315223044537/0001493152-23-044537-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.