--- schema_version: "secwatch.filing_event.v1" accession: "0001493152-23-045613" form_type: "8-K" ticker: null cik: "0001883788" company_name: "DIH HOLDING US, INC." filed_at: "2023-12-20T23:59:59+00:00" generated_at: "2026-06-07T10:06:36.734297+00:00" event_type: "m_and_a" sentiment: "neutral" materiality_score: 0.75 calibrated_materiality_score: 0.75 confidence: "high" source: SEC EDGAR --- # SPAC shareholders approve business combination with DIH; Nasdaq warrants face delisting ## Summary - Shareholders approved all proposals for business combination with DIH Holding US, Inc. (7,985,264 for, 12,799 against). - Holders of 4,815,153 Class A shares (63% of Class A) redeemed at ~$11.03/share, for ~$53.1M total. - Nasdaq determined to delist warrants for non-compliance with market value rule; suspension likely Dec 28 unless appeal by Dec 26. - Class A ordinary shares remain listed on Nasdaq Global Market; post-combination tickers expected DHAI and DHAIW. ## SEC filing metadata - accession: 0001493152-23-045613 - form_type: 8-K - cik: 0001883788 - company_name: DIH HOLDING US, INC. - filed_at: 2023-12-20T23:59:59+00:00 - event_type: m_and_a - sentiment: neutral - materiality_score: 0.75 - calibrated_materiality_score: 0.75 - confidence: high - sec_items: 3.01, 5.07, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/form8-k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001493152-23-045613 - JSON: https://secwatch.observer/filing/0001493152-23-045613.json - Plain text: https://secwatch.observer/filing/0001493152-23-045613.txt ## Key facts - Listing & Compliance Notices DIH HOLDING US, INC. received a nasdaq delisting notice notice regarding market value (rules 5452(b)(C)). - Exchange: nasdaq - Notice: delisting notice - Deficiency: market value - Rules: 5452(b)(C) source text: December 18, 2023, the Company received written notice from the Staff (the “December Notice”), stating that the Company had not regained compliance with Listing Rule 5452(b)(C) within the Compliance Period and the Staff had determined to initiate procedures to delist the Company’s warrants from The Nasdaq Global Market due to the Company’s non-compliance. Pursuant to the December Notice, unless the Company requests a hearing to appeal this determination by 4:00 p.m. Eastern Time on December 26, 2023, the Company’s warrants will be suspended at the opening of business on December 28, 2023, and evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4D at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved The Director Election Proposal at the 2023-12-18 meeting. - Proposal: director election - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved The Listing Proposal at the 2023-12-18 meeting. - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4C at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4A at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4E at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4G at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved The Governing Documents Proposal at the 2023-12-18 meeting. - Proposal: charter amendment - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4B at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved The Business Combination Proposal at the 2023-12-18 meeting. - Proposal: merger approval - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved The Stock Incentive Plan Proposal at the 2023-12-18 meeting. - Proposal: equity plan - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved The Domestication Proposal at the 2023-12-18 meeting. - Proposal: charter amendment - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm - Shareholder Votes DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4F at the 2023-12-18 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-12-18 source text: The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315223045613/0001493152-23-045613-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.