secwatch.observer — SEC 8-K summary ====================================== Issuer: VIVOS INC (RDGL) CIK: 0001449349 Form: 8-K Filed at: 2023-12-27T23:59:59+00:00 Accession: 0001493152-23-046266 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos raises $520k via 8.13M share sale; completes warrant exchanges and amendments -------------------------------------------------------------------------------- - Gross proceeds of $520,448 from sale of 8,132,000 shares of common stock at ~$0.064 per share under Regulation A+. - Issued Series C Warrants to purchase 8.13M shares at $0.075, expiring Dec 31, 2027, for $8,132 total consideration. - Exchanged 5,000,000 Series B Warrants for 2,500,000 common shares; amended remaining Series B warrants to $0.075 exercise price and extended to Dec 31, 2027. - Amended 6,400,000 Series B-1 Warrants to reduce exercise price to $0.075 and extend expiration to Dec 31, 2027. - Post-issuance outstanding shares: 386,731,533. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1449349/000149315223046266/0001493152-23-046266-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1449349/000149315223046266/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-23-046266 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer