secwatch.observer — SEC 8-K summary ====================================== Issuer: HWH International Inc. (HWH) CIK: 0001897245 Form: 8-K Filed at: 2024-01-12T23:59:59+00:00 Accession: 0001493152-24-002250 Event type: m_and_a Sentiment: neutral Materiality: 0.85 Item codes: 1.01, 1.02, 2.01, 5.06, 9.01, 5.02, 3.01, 3.02, 3.03, 5.03, 5.01, 5.05, 7.01 LLM model: deepseek-v4-flash:cloud@v2 HWH International completes business combination with Alset Capital; begins trading on Nasdaq under HWH -------------------------------------------------------------------------------- - Business Combination closed on Jan 9, 2024; Alset renamed HWH International Inc. - 8,591,072 Public Shares redeemed for ~$89.05M; 16,223,246 shares outstanding post-close. - EF Hutton deferred underwriting settled with $325K cash, 149,443 shares, and $1.18M promissory note. - Heng Fai Ambrose Chan beneficially owns 84% of outstanding common stock. - Alset's units ceased trading; common stock trades on Nasdaq under HWH; warrants on OTC under HWHW. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1897245/000149315224002250/0001493152-24-002250-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1897245/000149315224002250/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-002250 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer