---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-003290"
form_type: "8-K"
ticker: null
cik: "0001855631"
company_name: "AERWINS Technologies Inc."
filed_at: "2024-01-22T23:59:59+00:00"
generated_at: "2026-06-06T20:47:41.288987+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Nasdaq panel grants AERWINS conditional continued listing with strict deadlines

## Summary
- Panel Decision requires filing S-1 for up to $13.5M public offering by Jan 23, 2024.
- Company must complete deconsolidation of Japanese subsidiary A.L.I. Technologies by Jan 31, 2024.
- Reverse stock split of 1-for-10 to 1-for-100 with target price $7.00 needed by Mar 28, 2024.
- Transfer from Nasdaq Global Market to Capital Market effective Jan 18, 2024.
- Compliance with all Capital Market listing rules must be shown by Apr 15, 2024.

## SEC filing metadata
- accession: 0001493152-24-003290
- form_type: 8-K
- cik: 0001855631
- company_name: AERWINS Technologies Inc.
- filed_at: 2024-01-22T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1855631/000149315224003290/0001493152-24-003290-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855631/000149315224003290/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-003290
- JSON: https://secwatch.observer/filing/0001493152-24-003290.json
- Plain text: https://secwatch.observer/filing/0001493152-24-003290.txt

## Key facts
- Listing & Compliance Notices
  AERWINS Technologies Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5450(a)(1)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: minimum bid price
  - Rules: 5450(a)(1)
  source text: below (the “Panel Decision”). As previously disclosed in the Current Report on Form 8-K filed on April 21, 2023 by the Company, on April 20, 2023, Nasdaq Listing Qualifications staff (“Staff”) notified the Company that it no longer complied with the minimum bid price requirement under Listing Rule 5450(a)(1). In accordance with Listing Rule 5810(c)(3)(A), the Company was provided 180 calendar days, or until October 17, 2023, to regain compliance with Rule 5450(a)(1) (the “Bid Price Rule”). As previously disclosed on a Form 8-K filed with the SEC on October 23, 2023, on October 18, 2023, Staff
  evidence_url: https://www.sec.gov/Archives/edgar/data/1855631/000149315224003290/0001493152-24-003290-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
