---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-005421"
form_type: "8-K"
ticker: null
cik: "0001866547"
company_name: "Aetherium Acquisition Corp"
filed_at: "2024-02-08T23:59:59+00:00"
generated_at: "2026-06-06T05:53:01.954909+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Aetherium Acquisition faces Nasdaq delisting for multiple compliance failures, hearing set for Feb 27

## Summary
- Nasdaq notified on Nov 27, 2023 that Company failed to file Q3 2023 Form 10-Q and has less than 400 total holders.
- Previously cited for failing to maintain MVLS of $50M and late Q1/Q2 2023 filings; compliance not yet regained.
- Company appealed on Dec 4, 2023; Nasdaq Hearings Panel granted stay of suspension pending hearing on Feb 27, 2024.
- No assurance that Panel will grant continued listing; delisting risk remains high.

## SEC filing metadata
- accession: 0001493152-24-005421
- form_type: 8-K
- cik: 0001866547
- company_name: Aetherium Acquisition Corp
- filed_at: 2024-02-08T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1866547/000149315224005421/0001493152-24-005421-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1866547/000149315224005421/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-005421
- JSON: https://secwatch.observer/filing/0001493152-24-005421.json
- Plain text: https://secwatch.observer/filing/0001493152-24-005421.txt

## Key facts
- Listing & Compliance Notices
  Aetherium Acquisition Corp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)
  source text: November 27, 2023, Staff provided written notice to the Company does not comply with Listing Rule 5250(c) because it did not file its Form 10-Q for the period ended September 30, 2023. In addition, Staff has determined that the Company does not comply with the minimum 400 total holders as required by Listing Rule 5450(a)(2). Pursuant to Listing Rule 5810(d)(2), the foregoing deficiencies serve as an additional and separate basis for delisting, and as such, the Company must address this concern before a Hearings Panel if it appeals Staffs determination. On December 4, 2023, the Company appealed
  evidence_url: https://www.sec.gov/Archives/edgar/data/1866547/000149315224005421/0001493152-24-005421-index.htm
- Listing & Compliance Notices
  Aetherium Acquisition Corp received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: shareholders
  - Rules: 5450(a)(2)
  source text: November 27, 2023, Staff provided written notice to the Company does not comply with Listing Rule 5250(c) because it did not file its Form 10-Q for the period ended September 30, 2023. In addition, Staff has determined that the Company does not comply with the minimum 400 total holders as required by Listing Rule 5450(a)(2). Pursuant to Listing Rule 5810(d)(2), the foregoing deficiencies serve as an additional and separate basis for delisting, and as such, the Company must address this concern before a Hearings Panel if it appeals Staffs determination. On December 4, 2023, the Company appealed
  evidence_url: https://www.sec.gov/Archives/edgar/data/1866547/000149315224005421/0001493152-24-005421-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.