---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-008341"
form_type: "8-K"
ticker: "MGTI"
cik: "0001001601"
company_name: "MGT CAPITAL INVESTMENTS, INC."
filed_at: "2024-02-29T23:59:59+00:00"
generated_at: "2026-06-05T06:02:03.337190+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# CEO Robert B. Ladd faces SEC motion for $1.1M penalty and officer/director bar

## Summary
- SEC seeks final judgment against CEO Ladd: ~$1.1M civil penalty, officer/director bar, and injunctions.
- Ladd partially found liable in SEC 'pump and dump' case; summary judgment granted against him Sept 2023.
- Company MGT Capital Investments not named as defendant; filing made as Other Event.
- Ladd continues as CEO and signed the 8-K.

## SEC filing metadata
- accession: 0001493152-24-008341
- form_type: 8-K
- ticker: MGTI
- cik: 0001001601
- company_name: MGT CAPITAL INVESTMENTS, INC.
- filed_at: 2024-02-29T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1001601/000149315224008341/0001493152-24-008341-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1001601/000149315224008341/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-008341
- JSON: https://secwatch.observer/filing/0001493152-24-008341.json
- Plain text: https://secwatch.observer/filing/0001493152-24-008341.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.