---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-014735"
form_type: "8-K"
ticker: "PETV"
cik: "0001512922"
company_name: "PetVivo Holdings, Inc."
filed_at: "2024-04-16T23:59:59+00:00"
generated_at: "2026-06-03T22:13:03.458873+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# PetVivo enters $300K convertible note with major shareholder at $0.70/unit

## Summary
- $300K note from >10% holder A.L. Sarroff Fund; 10% interest, matures May 10, 2024.
- Convertible into up to ~435,000 Units (1 restricted share + 1 warrant each); effective conversion price $0.70/Unit.
- Warrants exercisable at $1.50 per share through third anniversary of issue date.
- Shares upon conversion are restricted under Rule 144; note exempt under Section 4(a)(2).

## SEC filing metadata
- accession: 0001493152-24-014735
- form_type: 8-K
- ticker: PETV
- cik: 0001512922
- company_name: PetVivo Holdings, Inc.
- filed_at: 2024-04-16T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1512922/000149315224014735/0001493152-24-014735-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1512922/000149315224014735/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-014735
- JSON: https://secwatch.observer/filing/0001493152-24-014735.json
- Plain text: https://secwatch.observer/filing/0001493152-24-014735.txt

## Key facts
- Material Agreements
  PetVivo Holdings, Inc. entered into Promissory Note with A.L. Sarroff Fund, LLC valued at $300,000 (effective 2024-04-10).
  - Action: entry
  - Counterparty: A.L. Sarroff Fund, LLC
  - Value: $300,000
  - Effective: 2024-04-10
  source text: s of April 10, 2024, A.L. Sarroff Fund, LLC (the “Lender”), a greater than 10% shareholder in PetVivo Holdings, Inc. (the “Company”) entered into a promissory note dated April 10, 2024 (the “Promissory Note”), in the amount
  evidence_url: https://www.sec.gov/Archives/edgar/data/1512922/000149315224014735/0001493152-24-014735-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.