---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-015200"
form_type: "8-K"
ticker: "AEI"
cik: "0001750106"
company_name: "Alset Inc."
filed_at: "2024-04-18T23:59:59+00:00"
generated_at: "2026-06-03T19:10:27.216958+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Alset Inc. receives Nasdaq bid-price deficiency notice; 180-day cure period

## Summary
- Received Nasdaq notice on April 15, 2024; bid price below $1 for 30 straight business days.
- Has 180 days, until Oct 12, 2024, to regain compliance; needs $1 closing bid for 10 consecutive days.
- Company evaluating actions to regain compliance; failure could lead to delisting.
- Notice does not immediately delist; stock continues trading on Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001493152-24-015200
- form_type: 8-K
- ticker: AEI
- cik: 0001750106
- company_name: Alset Inc.
- filed_at: 2024-04-18T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1750106/000149315224015200/0001493152-24-015200-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1750106/000149315224015200/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-015200
- JSON: https://secwatch.observer/filing/0001493152-24-015200.json
- Plain text: https://secwatch.observer/filing/0001493152-24-015200.txt

## Key facts
- Listing & Compliance Notices
  Alset Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2), 5810(c)(3)(A)
  source text: April 15, 2024, Alset Inc. (the “Company”) received written notice (the “Notice”) from the Listing Qualifications Staff (the “Staff”) of the Nasdaq Stock Market, LLC (“Nasdaq”) notifying the Company that for the last 30 consecutive business days prior to the date of the Notice, the Company’s bid price was below the minimum $1 required for continued listing on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”). In accordance with Nasdaq Listing Rule 5810(c)(3)(A), Nasdaq has provided the Company with 180 calendar days, or until October 12, 2024, (
  evidence_url: https://www.sec.gov/Archives/edgar/data/1750106/000149315224015200/0001493152-24-015200-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.