---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-015712"
form_type: "8-K"
ticker: null
cik: "0001855631"
company_name: "AERWINS Technologies Inc."
filed_at: "2024-04-23T23:59:59+00:00"
generated_at: "2026-06-03T12:22:12.705919+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# AERWINS gets additional Nasdaq delisting notice for delinquent 2023 10-K

## Summary
- Received Additional Staff Delisting Determination on April 17, 2024 for failure to file 2023 Form 10-K.
- Must present views to Nasdaq Hearings Panel in writing by April 24, 2024.
- Previously granted exception extension to May 31, 2024 for equity requirement compliance.
- Delays caused by bankruptcy of Japanese subsidiary A.L.I. Technologies (filed Dec 2023).
- Company expects to file the 10-K 'in the coming days'.

## SEC filing metadata
- accession: 0001493152-24-015712
- form_type: 8-K
- cik: 0001855631
- company_name: AERWINS Technologies Inc.
- filed_at: 2024-04-23T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1855631/000149315224015712/0001493152-24-015712-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855631/000149315224015712/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-015712
- JSON: https://secwatch.observer/filing/0001493152-24-015712.json
- Plain text: https://secwatch.observer/filing/0001493152-24-015712.txt

## Key facts
- Listing & Compliance Notices
  AERWINS Technologies Inc. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: g no later than April 24, 2024. History of Potential Nasdaq Delisting As previously disclosed in the Current Report on Form 8-K filed on April 21, 2023 by the Company, on April 20, 2023, Nasdaq notified the Company that it no longer complied with the minimum bid price requirement under Listing Rule 5450(a)(1). In accordance with Listing Rule 5810(c)(3)(A), the Company was provided 180 calendar days, or until October 17, 2023, to regain compliance with Rule 5450(a)(1) (the “Bid Price Rule”). As previously disclosed on a Form 8-K filed with the SEC on October 23, 2023, on October 18, 2023, Nasda
  evidence_url: https://www.sec.gov/Archives/edgar/data/1855631/000149315224015712/0001493152-24-015712-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.