secwatch.observer — SEC 8-K summary ====================================== Issuer: PetVivo Holdings, Inc. (PETV) CIK: 0001512922 Form: 8-K Filed at: 2024-05-01T23:59:59+00:00 Accession: 0001493152-24-017304 Event type: debt Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 1.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 PetVivo converts $300K note from 10% holder into 430,798 units (share + warrant) at $0.70/unit -------------------------------------------------------------------------------- - Converted $300,000 principal plus $1,558 accrued interest into 430,798 Units at $0.70/Unit. - Each Unit consists of one restricted share of common stock and one warrant to buy one share at $1.50 for three years. - A.L. Sarroff Fund LLC, a >10% shareholder, is the noteholder converting; note fully cancelled. - Issuance exempt from registration under Section 4(a)(2); shares restricted under Rule 144. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1512922/000149315224017304/0001493152-24-017304-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1512922/000149315224017304/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-017304 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer