---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-017729"
form_type: "8-K"
ticker: "CETX"
cik: "0001435064"
company_name: "CEMTREX INC"
filed_at: "2024-05-03T23:59:59+00:00"
generated_at: "2026-06-02T23:05:02.882646+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Cemtrex closes public offering of units, raising ~$10.0M gross proceeds

## Summary
- Aggregate gross proceeds to company ~$10.0M from sale of 11,764,705 Units and 11,210,000 Pre-Funded Units.
- Each Unit priced at $0.85; Pre-Funded Unit at $0.849; includes Series A warrant (exercise $0.085, 2.5 yr) and Series B warrant (exercise $0.85, 5 yr).
- Underwriter Aegis Capital received 7.0% discount and 0.5% expense allowance; over-allotment partially exercised for 1,764,705 each of Series A and B warrants.
- Proceeds intended for general corporate purposes as per prospectus; warrants subject to stockholder approval for certain adjustment provisions.

## SEC filing metadata
- accession: 0001493152-24-017729
- form_type: 8-K
- ticker: CETX
- cik: 0001435064
- company_name: CEMTREX INC
- filed_at: 2024-05-03T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1435064/000149315224017729/0001493152-24-017729-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1435064/000149315224017729/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-017729
- JSON: https://secwatch.observer/filing/0001493152-24-017729.json
- Plain text: https://secwatch.observer/filing/0001493152-24-017729.txt

## Key facts
- Material Agreements
  CEMTREX INC entered into Underwriting Agreement with Aegis Capital Corp. valued at aggregate gross proceeds to the Company were approximately $10,035,000 (effective 2024-05-01).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Aegis Capital Corp.
  - Value: aggregate gross proceeds to the Company were approximately $10,035,000
  - Effective: 2024-05-01
  source text: On May 1, 2024, Cemtrex, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Aegis Capital Corp. (the “Underwriter”), in connection with a firm commitment underwritten public offering
  evidence_url: https://www.sec.gov/Archives/edgar/data/1435064/000149315224017729/0001493152-24-017729-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.