secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K Filed at: 2024-05-17T23:59:59+00:00 Accession: 0001493152-24-020446 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos Therapeutics receives Nasdaq delisting notice for failing minimum equity requirement again -------------------------------------------------------------------------------- - On May 16, 2024, Nasdaq notified Vivos that stockholders' equity fell below $2.5M as of March 31, 2024. - Company previously regained compliance on May 6, 2024, but new Q1 10-Q filing shows equity < $2.5M. - Company has filed appeal; delisting is stayed pending Hearing Panel decision. - If delisted, material adverse effect on stock price, liquidity, capital raising, and reputation. - No assurance the company can regain or maintain compliance with the minimum equity requirement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315224020446/0001493152-24-020446-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315224020446/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-020446 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer