secwatch.observer — SEC 8-K summary ====================================== Issuer: SRx Health Solutions, Inc. (SRXH) CIK: 0001471727 Form: 8-K Filed at: 2024-05-24T23:59:59+00:00 Accession: 0001493152-24-021350 Event type: regulatory Sentiment: negative Materiality: 0.30 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Better Choice receives NYSE American warning for early Q1 results disclosure without prior notice -------------------------------------------------------------------------------- - Issued Q1 2024 press release at 12:50 PM ET on May 17, 2024 without notifying exchange 10 minutes prior, violating Section 401(a). - NYSE Regulation sent warning letter dated May 21, 2024; company filed 8-K on May 24, 2024 to disclose noncompliance. - No delisting or suspension imposed; company required to issue news release about the warning per Section 401(j). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1471727/000149315224021350/0001493152-24-021350-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1471727/000149315224021350/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-021350 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer