secwatch.observer — SEC 8-K summary ====================================== Issuer: Vivos Therapeutics, Inc. (VVOS) CIK: 0001716166 Form: 8-K Filed at: 2024-06-25T23:59:59+00:00 Accession: 0001493152-24-025102 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 Vivos Therapeutics updates Nasdaq compliance status after $7.5M private placement; hearing June 27 -------------------------------------------------------------------------------- - Received Nasdaq deficiency notice on May 16, 2024 for failing to meet $2.5M equity requirement. - Completed $7.5M private placement on June 10, 2024; believes it now meets equity requirement. - Hearing before Nasdaq Panel scheduled June 27, 2024; decision expected within 30 days. - Company acknowledges it will need additional equity capital to maintain ongoing compliance. - Risk of delisting if unable to demonstrate compliance; could materially affect stock price. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716166/000149315224025102/0001493152-24-025102-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716166/000149315224025102/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-025102 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer