secwatch.observer — SEC 8-K summary ====================================== Issuer: Ocean Biomedical, Inc. (OCEA) CIK: 0001869974 Form: 8-K Filed at: 2024-08-23T23:59:59+00:00 Accession: 0001493152-24-033729 Event type: regulatory Sentiment: negative Materiality: 0.55 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Ocean Biomedical receives Nasdaq notice for late 10-Q filing; must file delinquent reports by Oct 14 -------------------------------------------------------------------------------- - Received Nasdaq notice on Aug 19, 2024 for failure to file Q2 2024 Form 10-Q on time. - Must submit compliance plan by Sept 3, 2024; all delinquent reports due by Oct 14, 2024. - Delinquent reports include Q1 2024 10-Q, Q2 2024 10-Q, and 2023 10-K. - No immediate effect on listing, but further delays risk delisting. - Company states it intends to file as soon as practicable. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1869974/000149315224033729/0001493152-24-033729-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1869974/000149315224033729/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-033729 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer