secwatch.observer — SEC 8-K summary ====================================== Issuer: Netcapital Inc. (NCPL) CIK: 0001414767 Form: 8-K Filed at: 2024-08-23T23:59:59+00:00 Accession: 0001493152-24-033737 Event type: other_material Sentiment: neutral Materiality: 0.30 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Netcapital enters into $2.1M ATM equity offering agreement with H.C. Wainwright ------------------------------------------------------------------------------- - ATM Agreement with H.C. Wainwright to sell up to $2,100,000 of common stock at market prices. - Commission of 3.0% of gross proceeds; Wainwright acts as sole sales agent. - Shares offered under existing effective shelf registration (S-3 filed Oct 2022). - Agreement terminates upon full sale or earlier termination by either party. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1414767/000149315224033737/0001493152-24-033737-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1414767/000149315224033737/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-033737 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer