secwatch.observer — SEC 8-K summary
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Issuer:     AIM ImmunoTech Inc. (AIM)
CIK:        0000946644
Form:       8-K
Filed at:   2024-10-01T23:59:59+00:00
Accession:  0001493152-24-039011
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 3.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

AIM ImmunoTech raises $1.26M via registered direct offering and warrant private placement
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- Issues 4,653,036 shares at $0.27 each; gross proceeds ~$1.26M before placement agent fees.
- Concurrent private placement of Class C and D warrants to purchase up to 4,653,036 shares each, exercise price $0.28.
- Warrants exercisable six months after issuance; Class C expire 18 months later, Class D 5 years later.
- Maxim Group acts as placement agent with 8% cash fee; 90-day lock-up for officers and directors.
- Company restricted from equity issuances for 60 days (except ATM after 30 days) and no variable rate transactions for 120 days.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946644/000149315224039011/0001493152-24-039011-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946644/000149315224039011/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-24-039011

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer