secwatch.observer — SEC 8-K summary ====================================== Issuer: Calidi Biotherapeutics, Inc. (CLDI) CIK: 0001855485 Form: 8-K Filed at: 2024-10-11T23:59:59+00:00 Accession: 0001493152-24-040953 Event type: other_material Sentiment: neutral Materiality: 0.45 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Calidi Biotherapeutics enters $5.1M ATM equity offering with Ladenburg Thalmann ------------------------------------------------------------------------------- - Company may sell up to $5.1M of common stock through ATM facility with Ladenburg Thalmann. - Commission of 3.0% on gross proceeds; expenses up to $50k reimbursable. - Shares sold at market prices; offering pursuant to effective S-3 registration statement. - Company not obligated to sell any shares; can suspend at any time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1855485/000149315224040953/0001493152-24-040953-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1855485/000149315224040953/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-040953 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer