secwatch.observer — SEC 8-K summary ====================================== Issuer: Calidi Biotherapeutics, Inc. (CLDI) CIK: 0001855485 Form: 8-K Filed at: 2024-10-18T23:59:59+00:00 Accession: 0001493152-24-041623 Event type: regulatory Sentiment: negative Materiality: 0.60 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 NYSE American to delist Calidi Biotherapeutics warrants due to low trading price -------------------------------------------------------------------------------- - NYSE Regulation commences delisting of Calidi warrants (CLDI WS) under Section 1001 of NYSE American Company Guide. - Each warrant exercisable for 1/10th of a share at $115.00 per whole share; trading suspended immediately. - Company has right to appeal to Listings Qualifications Panel; common stock (CLDI) remains listed on NYSE American. - Delisting does not affect business operations or SEC reporting obligations. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1855485/000149315224041623/0001493152-24-041623-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1855485/000149315224041623/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-041623 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer