---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-044891"
form_type: "8-K"
ticker: "PRPH"
cik: "0000868278"
company_name: "ProPhase Labs, Inc."
filed_at: "2024-11-13T23:59:59+00:00"
generated_at: "2026-05-30T01:26:55.901859+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# ProPhase Labs closes public offering of 4.8M shares at $0.72, raising ~$3.45M gross

## Summary
- Offering of 4,795,500 shares at $0.72 per share; gross proceeds $3.45M, net proceeds ~$3M.
- Underwriters' over-allotment option fully exercised; ThinkEquity acted as sole book-runner.
- Net proceeds to be used for working capital, general corporate purposes, and potential acquisitions.
- Directors/executives subject to 120-day lock-up; 5%+ holders subject to 90-day lock-up.
- Representative warrants issued to purchase up to 5% of shares at $0.90 per share, exercisable after 180 days.

## SEC filing metadata
- accession: 0001493152-24-044891
- form_type: 8-K
- ticker: PRPH
- cik: 0000868278
- company_name: ProPhase Labs, Inc.
- filed_at: 2024-11-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/868278/000149315224044891/0001493152-24-044891-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/868278/000149315224044891/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-044891
- JSON: https://secwatch.observer/filing/0001493152-24-044891.json
- Plain text: https://secwatch.observer/filing/0001493152-24-044891.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.