secwatch.observer — SEC 8-K summary ====================================== Issuer: Flux Power Holdings, Inc. (FLUX) CIK: 0001083743 Form: 8-K Filed at: 2024-11-25T23:59:59+00:00 Accession: 0001493152-24-047615 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nasdaq warns Flux Power for late 10-K, 10-Q; must submit compliance plan by Dec 16, 2024 -------------------------------------------------------------------------------- - Received Nasdaq deficiency notice on Nov 20, 2024 for failing to file FY2024 10-K (due Sept 30) and Q1 FY2025 10-Q (due Nov 15). - Must submit a plan to regain compliance by Dec 16, 2024; if accepted, can extend to April 14, 2025 to file. - Listing not immediately affected; failure to regain could lead to delisting. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1083743/000149315224047615/0001493152-24-047615-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1083743/000149315224047615/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-047615 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer