---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-24-047711"
form_type: "8-K"
ticker: "BENF"
cik: "0001775734"
company_name: "Beneficient"
filed_at: "2024-11-26T23:59:59+00:00"
generated_at: "2026-05-29T17:58:32.037871+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Beneficient regains Nasdaq compliance on stockholders' equity and audit committee requirements

## Summary
- Nasdaq confirmed compliance with minimum stockholders' equity (Rule 5550(b)(1)) and audit committee (Rule 5605(c)(2)).
- Company's securities will continue to be listed on Nasdaq; delisting risk averted for now.
- Compliance achieved via pro forma equity of $26.9M, including $5.1M Yorkville share sale and $35M account redesignation.
- Board appointments of Patrick J. Donegan and Karen J. Wendel restored audit committee composition.
- Warning that failure to maintain compliance upon next periodic report may lead to delisting.

## SEC filing metadata
- accession: 0001493152-24-047711
- form_type: 8-K
- ticker: BENF
- cik: 0001775734
- company_name: Beneficient
- filed_at: 2024-11-26T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1775734/000149315224047711/0001493152-24-047711-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1775734/000149315224047711/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-24-047711
- JSON: https://secwatch.observer/filing/0001493152-24-047711.json
- Plain text: https://secwatch.observer/filing/0001493152-24-047711.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.