{"schema_version":"secwatch.filing_event.v1","accession":"0001493152-24-047985","form_type":"8-K","ticker":"NCPL","cik":"0001414767","company_name":"Netcapital Inc.","filed_at":"2024-11-27T23:59:59+00:00","discovered_at":"2026-05-14T18:03:08.391169+00:00","generated_at":"2026-05-29T13:46:58.584000+00:00","sec_items":["8.01","9.01"],"event_type":"regulatory","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"Netcapital subsidiary receives FINRA approval to become broker-dealer","bullets":["NSI approved for private placements, Reg A and Reg D offerings, and fee-sharing with other broker-dealers.","Approval enables NSI to charge fees on capital raised and syndicate deals with partner firms.","CEO Martin Kay says approval positions company for larger fundraises and expanded investor opportunities.","NSI is wholly owned by Netcapital Inc. (Nasdaq: NCPL, NCPLW)."],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-24-047985","json":"https://secwatch.observer/filing/0001493152-24-047985.json","markdown":"https://secwatch.observer/filing/0001493152-24-047985.md","text":"https://secwatch.observer/filing/0001493152-24-047985.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1414767/000149315224047985/0001493152-24-047985-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1414767/000149315224047985/form8-k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-29T13:46:58.584000+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}