secwatch.observer — SEC 8-K summary ====================================== Issuer: HWH International Inc. (HWH) CIK: 0001897245 Form: 8-K Filed at: 2024-12-27T23:59:59+00:00 Accession: 0001493152-24-052308 Event type: other_material Sentiment: positive Materiality: 0.75 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 HWH raises $3.585M via stock sales to Alset; believes Nasdaq compliance regained -------------------------------------------------------------------------------- - Nov 25 deal: 4,411,764 shares at $0.68 each, adding $3M to equity. - Dec 24 deal: 1,300,000 shares at $0.45 each, adding $585k to equity. - Both transactions from majority shareholder Alset Inc. total $3.585M. - Company now believes stockholders' equity exceeds $2.5M minimum for Nasdaq Capital Market. - Transactions were executed to meet Dec 31, 2024 compliance deadline set by Nasdaq hearing panel. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1897245/000149315224052308/0001493152-24-052308-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1897245/000149315224052308/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-24-052308 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer