secwatch.observer — SEC 8-K summary ====================================== Issuer: HWH International Inc. (HWH) CIK: 0001897245 Form: 8-K Filed at: 2025-01-06T23:59:59+00:00 Accession: 0001493152-25-000994 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 HWH closes public offering of ~3.16M shares and 1.25M pre-funded warrants for ~$1.76M -------------------------------------------------------------------------------- - Offering of 3,162,500 shares at $0.40/share and 1,250,000 pre-funded warrants at $0.3999/warrant. - Gross proceeds of approximately $1.76 million before placement agent fees and expenses. - D. Boral Capital acted as exclusive placement agent; fees 7.5% of gross plus 1% expense allowance. - Pre-funded warrants exercisable immediately at $0.0001 per share; no expiration date specified. - Offering conducted under S-1 registration statement effective Dec 19, 2024; closed Jan 6, 2025. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1897245/000149315225000994/0001493152-25-000994-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1897245/000149315225000994/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-000994 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer