secwatch.observer — SEC 8-K summary ====================================== Issuer: Ocean Biomedical, Inc. (OCEA) CIK: 0001869974 Form: 8-K Filed at: 2025-01-15T23:59:59+00:00 Accession: 0001493152-25-002237 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Ocean Biomedical receives Nasdaq delisting notice for failure to hold annual meeting -------------------------------------------------------------------------------- - Nasdaq notified Ocean Biomedical on Jan 7, 2025, that it failed to hold an annual meeting within 12 months of FY2023 end, violating Rule 5620(a). - This deficiency serves as an additional basis for delisting; the Nasdaq Hearings Panel will consider it in the ongoing listing review. - Company must submit views by Jan 14, 2025, and plans to hold annual meeting no later than March 31, 2025. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1869974/000149315225002237/0001493152-25-002237-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1869974/000149315225002237/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-002237 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer