---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-002772"
form_type: "8-K"
ticker: "BENF"
cik: "0001775734"
company_name: "Beneficient"
filed_at: "2025-01-17T23:59:59+00:00"
generated_at: "2026-05-27T23:19:29.086890+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Beneficient receives Nasdaq delisting notice for bid price below $1.00; 180 days to comply

## Summary
- Nasdaq notified Beneficient on Jan 13, 2025 that its common stock bid price was below $1.00 for 30 consecutive business days.
- Company has until July 14, 2025 to regain compliance; stock continues trading under symbol BENF.
- Options include reverse stock split; no assurance of regaining compliance.
- Potential delisting if unable to cure; company can appeal to Nasdaq Panel.

## SEC filing metadata
- accession: 0001493152-25-002772
- form_type: 8-K
- ticker: BENF
- cik: 0001775734
- company_name: Beneficient
- filed_at: 2025-01-17T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1775734/000149315225002772/0001493152-25-002772-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1775734/000149315225002772/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-002772
- JSON: https://secwatch.observer/filing/0001493152-25-002772.json
- Plain text: https://secwatch.observer/filing/0001493152-25-002772.txt

## Source-grounded claims
- claim_id: 8341a31aa02b11594a62b4641da229c6c10c691b
  claim: Beneficient received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  evidence_excerpt: January 13, 2025, Beneficient (the “Company”) received a letter (the “Notice”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the previo
  evidence_url: https://www.sec.gov/Archives/edgar/data/1775734/000149315225002772/0001493152-25-002772-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.