secwatch.observer — SEC 8-K summary ====================================== Issuer: Beneficient (BENF) CIK: 0001775734 Form: 8-K Filed at: 2025-01-17T23:59:59+00:00 Accession: 0001493152-25-002772 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Beneficient receives Nasdaq delisting notice for bid price below $1.00; 180 days to comply -------------------------------------------------------------------------------- - Nasdaq notified Beneficient on Jan 13, 2025 that its common stock bid price was below $1.00 for 30 consecutive business days. - Company has until July 14, 2025 to regain compliance; stock continues trading under symbol BENF. - Options include reverse stock split; no assurance of regaining compliance. - Potential delisting if unable to cure; company can appeal to Nasdaq Panel. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1775734/000149315225002772/0001493152-25-002772-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1775734/000149315225002772/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-002772 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer