secwatch.observer — SEC 8-K summary ====================================== Issuer: Kairos Pharma, LTD. (KAPA) CIK: 0001962011 Form: 8-K Filed at: 2025-01-17T23:59:59+00:00 Accession: 0001493152-25-002832 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Kairos Pharma closes $3.5M PIPE offering of pre-funded units and warrants ------------------------------------------------------------------------- - Sold 2,500,000 Pre-Funded Units at $1.399/unit, raising gross proceeds of $3,497,500. - Each Pre-Funded Unit includes a pre-funded warrant (exercise $0.001) and 1.5 common warrants (exercise $1.40). - Amended agreement requires shareholder approval before issuing >19.99% of common stock. - Placement agents Boustead and D. Boral receive 8% cash commission plus warrants for 175,000 shares at $1.40. - Offering closed on January 16, 2025; securities sold under Section 4(a)(2) and Rule 506(b). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1962011/000149315225002832/0001493152-25-002832-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1962011/000149315225002832/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-002832 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer