secwatch.observer — SEC 8-K summary ====================================== Issuer: Anebulo Pharmaceuticals, Inc. (ANEB) CIK: 0001815974 Form: 8-K Filed at: 2025-02-24T23:59:59+00:00 Accession: 0001493152-25-008080 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 1.01, 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Anebulo faces Nasdaq delisting risk after change of control; enters lock-up with 22NW -------------------------------------------------------------------------------- - Nasdaq determined that Dec 2024 private placement caused a change of control, violating Listing Rule 5635(b); company received notice Feb 20, 2025. - Company entered lock-up agreement with 22NW (Aron English) on Feb 24, 2025, restricting voting/sale of 10.1M shares until stockholder approval. - Nasdaq granted extension until April 10, 2025 to obtain stockholder approval; annual meeting scheduled April 4, 2025. - Joseph Lawler entities have agreed to vote in favor of removing lock-up restrictions, which would ratify the change of control. - Failure to obtain stockholder approval by April 10, 2025 may result in delisting from Nasdaq Capital Market. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1815974/000149315225008080/0001493152-25-008080-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1815974/000149315225008080/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-008080 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer