secwatch.observer — SEC 8-K summary ====================================== Issuer: Marygold Companies, Inc. (MGLD) CIK: 0001005101 Form: 8-K Filed at: 2025-03-10T23:59:59+00:00 Accession: 0001493152-25-009607 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Marygold enters ATM equity distribution agreement to sell up to $4.65M of common stock -------------------------------------------------------------------------------- - Equity Distribution Agreement with Maxim Group LLC allows at-the-market sales of up to $4.65M of common stock. - Sales subject to minimum price of $1.50 per share until May 28, 2025, unless mutually agreed lower. - Maxim to receive 3.00% commission on gross proceeds; customary indemnification provided. - Offered under effective shelf registration statement (File No. 333-283898) declared effective Dec 27, 2024. - Company not obligated to sell any shares; agreement terminates upon sale of all shares or 12 months. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1005101/000149315225009607/0001493152-25-009607-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1005101/000149315225009607/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-009607 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer