secwatch.observer — SEC 8-K summary
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Issuer:     MOBIX LABS, INC (MOBX)
CIK:        0001855467
Form:       8-K
Filed at:   2025-08-21T23:59:59+00:00
Accession:  0001493152-25-012217
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 3.02
LLM model:  deepseek-v4-flash:cloud@v2

Mobix Labs raises $2.15M through note, loan and equity sale; issues shares and warrants
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- Issued $550k secured note to Lendspark with 150k commitment shares; convertible at $0.70/share upon default.
- Borrowed $600k from Maxim under secured loan; issued 93,750 commitment shares and pledged 1.5M shares as collateral.
- Sold 1,052,725 shares at $0.95/share to accredited investor for ~$1.0M; issued warrant for 500,045 shares at $0.96.
- All securities issued exempt under Section 4(a)(2) and Rule 506(b).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1855467/000149315225012217/0001493152-25-012217-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1855467/000149315225012217/form8-k.htm
  HTML page:      https://secwatch.observer/filing/0001493152-25-012217

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer