---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-012596"
form_type: "8-K"
ticker: "MOBX"
cik: "0001855467"
company_name: "MOBIX LABS, INC"
filed_at: "2025-09-04T23:59:59+00:00"
generated_at: "2026-05-17T08:21:36.165952+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Mobix Labs receives $4.5M from warrant exercise; issues new warrants for up to 8.2M shares

## Summary
- Holder exercises 5,486,467 existing warrants at $0.8202/share, gross proceeds ~$4.5M.
- Company issues new unregistered warrants for up to 8,229,701 shares at $1.08/share, exercisable upon stockholder approval for 5 years.
- Roth Capital acts as financial advisor; receives 7% cash fee ($315k) and 384,053 placement agent warrants at $1.08.
- Proceeds to be used for working capital and general corporate purposes; closing expected on or about Sept 4, 2025.
- Company to file resale registration statement for new warrant shares and seek stockholder approval within 60 days.

## SEC filing metadata
- accession: 0001493152-25-012596
- form_type: 8-K
- ticker: MOBX
- cik: 0001855467
- company_name: MOBIX LABS, INC
- filed_at: 2025-09-04T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1855467/000149315225012596/0001493152-25-012596-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855467/000149315225012596/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-012596
- JSON: https://secwatch.observer/filing/0001493152-25-012596.json
- Plain text: https://secwatch.observer/filing/0001493152-25-012596.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.