---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-012643"
form_type: "8-K"
ticker: "OPTX"
cik: "0001866816"
company_name: "SYNTEC OPTICS HOLDINGS, INC."
filed_at: "2025-09-04T23:59:59+00:00"
generated_at: "2026-05-17T08:21:44.460704+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Syntec Optics receives Nasdaq delinquency notice for late filings; targets Sept 15 filing date

## Summary
- Received Nasdaq delinquency notice for failure to file 10-K (2024) and 10-Qs (Q1, Q2 2025).
- Previously granted exception until Aug 20, 2025; now extended to Oct 13, 2025 to regain compliance.
- Audit committee approved 10-K filing on Sept 4; targeting filing all three reports by Sept 15.
- Must submit updated compliance plan to Nasdaq by Sept 5, 2025.

## SEC filing metadata
- accession: 0001493152-25-012643
- form_type: 8-K
- ticker: OPTX
- cik: 0001866816
- company_name: SYNTEC OPTICS HOLDINGS, INC.
- filed_at: 2025-09-04T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1866816/000149315225012643/0001493152-25-012643-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1866816/000149315225012643/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-012643
- JSON: https://secwatch.observer/filing/0001493152-25-012643.json
- Plain text: https://secwatch.observer/filing/0001493152-25-012643.txt

## Key facts
- Listing & Compliance Notices
  SYNTEC OPTICS HOLDINGS, INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: August 29, 2025, Syntec Optics Holdings, Inc. (the “Company”) received an additional delinquency notification letter from the Nasdaq Listing Qualifications (“Nasdaq”) notifying the Company that because it has not filed Company’s Form 10-Q for the period ended June 30, 2025 and it remains delinquent in filing its Form 10-K for the period ended December 31, 2024 and its Form 10-Q for the period ended March 31, 2025, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1). Previously, Nasdaq had granted the Company an exception until August 20, 2025, to file its delinquent Form 10-K
  evidence_url: https://www.sec.gov/Archives/edgar/data/1866816/000149315225012643/0001493152-25-012643-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.