---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-016887"
form_type: "8-K"
ticker: "AZTR"
cik: "0001701478"
company_name: "Azitra, Inc."
filed_at: "2025-10-03T23:59:59+00:00"
generated_at: "2026-05-17T04:47:48.914661+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Azitra receives NYSE American delisting notice for insufficient stockholders' equity

## Summary
- Stockholders' equity of $2.2M as of June 30, 2025, below the $4M minimum required.
- Company has until October 31, 2025 to submit a plan to regain compliance.
- Must regain full compliance by April 1, 2027 or face delisting proceedings.
- No immediate impact on trading; company exploring multiple funding avenues.
- Failure to submit or execute acceptable plan could lead to delisting from NYSE American.

## SEC filing metadata
- accession: 0001493152-25-016887
- form_type: 8-K
- ticker: AZTR
- cik: 0001701478
- company_name: Azitra, Inc.
- filed_at: 2025-10-03T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1701478/000149315225016887/0001493152-25-016887-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1701478/000149315225016887/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-016887
- JSON: https://secwatch.observer/filing/0001493152-25-016887.json
- Plain text: https://secwatch.observer/filing/0001493152-25-016887.txt

## Source-grounded claims
- claim_id: fb3060c4c65ee818840707699fa796c24318b495
  claim: Azitra, Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(ii), 1009).
  evidence_excerpt: October 1, 2025, Azitra, Inc. (the “Company”) received notification (the “Letter”) from the NYSE American LLC (the “NYSE American”) stating that the Company is not in compliance with the minimum stockholders’ equity requirement of Section 1003(a)(ii) of the NYSE American Company Guide (the “Company Guide”) requiring stockholders’ equity of $4.0 million or more if the Company has reported losses from continuing operations and/or net losses in three of the four most recent fiscal years. As of June 30, 2025, the Company had stockholders’ equity of $2.2 million and has had losses in three of its f
  evidence_url: https://www.sec.gov/Archives/edgar/data/1701478/000149315225016887/0001493152-25-016887-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.