--- schema_version: "secwatch.filing_event.v1" accession: "0001493152-25-017449" form_type: "8-K" ticker: null cik: "0001883788" company_name: "DIH HOLDING US, INC." filed_at: "2025-10-08T23:59:59+00:00" generated_at: "2026-05-17T04:20:44.921065+00:00" event_type: "regulatory" sentiment: "negative" materiality_score: 0.85 calibrated_materiality_score: 0.85 confidence: "high" source: SEC EDGAR --- # DIH Holding receives Nasdaq delisting notice for multiple listing rule violations; Panel hearing set ## Summary - On Oct 7, 2025, Nasdaq Staff notified DIH that the Hearings Panel will consider non-compliance with MVPHS Rule as additional delisting basis. - Company failed to regain compliance with MVPHS (by Oct 1), MVLS (by Sep 1), bid price (by Sep 8), and filing deadlines for Q1 and Q2 reports. - Company requested a hearing before the Panel, which stayed suspension for 15 days; also requested an extended stay pending the hearing. - Panel may grant up to 180-day extension for market value/bid price rules and 360 days for filing delinquency; no assurance of continued listing. ## SEC filing metadata - accession: 0001493152-25-017449 - form_type: 8-K - cik: 0001883788 - company_name: DIH HOLDING US, INC. - filed_at: 2025-10-08T23:59:59+00:00 - event_type: regulatory - sentiment: negative - materiality_score: 0.85 - calibrated_materiality_score: 0.85 - confidence: high - sec_items: 3.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1883788/000149315225017449/0001493152-25-017449-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1883788/000149315225017449/form8-k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001493152-25-017449 - JSON: https://secwatch.observer/filing/0001493152-25-017449.json - Plain text: https://secwatch.observer/filing/0001493152-25-017449.txt ## Source-grounded claims - claim_id: 0310ba8a6d73a1550f4aab4ec43b3212154717cd claim: DIH HOLDING US, INC. received a nasdaq hearing update notice regarding market value (rules 5450(b)(2)(C)). evidence_excerpt: October 7, 2025, (the “October Letter”) the Company received formal notification from the Staff that the Nasdaq Hearings Panel (the “Panel”) will consider this matter in rendering a determination regarding the Company’s continued listing on The Nasdaq Global Market. The October Letter provided that pursuant to Listing Rule 5810(d), the Company should present its views with respect to this additional deficiency at its Panel hearing. If the Company fails to address the aforementioned issue, the Panel will consider the record as presented at the hearing and will make its determination based upon evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315225017449/0001493152-25-017449-index.htm - claim_id: 8310121549818198def4989d9039e3d0abad0cfe claim: DIH HOLDING US, INC. received a nasdaq delisting notice notice regarding market value (rules 5450(b)(2)(A)). evidence_excerpt: September 2, 2025, the Staff notified the Company that its securities were subject to delisting from Nasdaq unless the Company timely requests a hearing before the Panel. As previously disclosed, on March 11, 2025, the Company received written notice from Staff which notified the Company that the bid price of its Class A common stock had closed at less than $1.00 per share for the previous 30 consecutive business days prior to the date of the Bid Price Notice, as required for continued listing on the Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(2)(A) (the “Bid Price Rule”). In accord evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315225017449/0001493152-25-017449-index.htm - claim_id: a4c18693844f20d5e4b44400b13874e895ec3d69 claim: DIH HOLDING US, INC. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C), 5810(c)(3)(D)). evidence_excerpt: April 4, 2025, the Listing Qualifications Staff (“Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) notified DIH Holding US, Inc. (the “Company”) that for the previous 30 consecutive trading days the market value of its publicly held shares had been below the minimum $15,000,000 required for continued listing as set forth in Listing Rule 5450(b)(2)(C) (the “MVPHS Rule”). Therefore, in accordance with Marketplace Rule 5810(c)(3)(D), the Company was provided 180 calendar days, or until October 1, 2025, to regain compliance with the Rule. The Company has not regained compliance with the Rule. Acc evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315225017449/0001493152-25-017449-index.htm - claim_id: e335a187ece4f365d3da00e76fbbd6d9466569ed claim: DIH HOLDING US, INC. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A), 5810(c)(3)(C)). evidence_excerpt: March 5, 2025, the Company received written notice from Staff which notified the Company that, for the previous 30 consecutive business days prior to the date of the MVLS Notice, the Company’s market value of listed securities (“MVLS”) closed below the $50,000,000 MVLS threshold required for continued listing on the Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Rule”). In accordance with Nasdaq Listing Rule 5810(c)(3)(C), the Company was provided with a compliance period of 180 calendar days in which to regain compliance with the MVLS continued listing requirement, or evidence_url: https://www.sec.gov/Archives/edgar/data/1883788/000149315225017449/0001493152-25-017449-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.