---
schema_version: "secwatch.filing_event.v1"
accession: "0001493152-25-018468"
form_type: "8-K"
ticker: "OPTX"
cik: "0001866816"
company_name: "SYNTEC OPTICS HOLDINGS, INC."
filed_at: "2025-10-17T23:59:59+00:00"
generated_at: "2026-05-17T03:25:54.137689+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Syntec Optics regains Nasdaq compliance for periodic filing requirement

## Summary
- Nasdaq notified non-compliance on Apr 16, May 28, and Aug 29, 2025.
- Company filed Form 10-K and 10-Qs on Oct 6, 2025, curing the deficiency.
- Nasdaq staff closed the matter; no further action required.
- Shares and warrants continue trading on Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001493152-25-018468
- form_type: 8-K
- ticker: OPTX
- cik: 0001866816
- company_name: SYNTEC OPTICS HOLDINGS, INC.
- filed_at: 2025-10-17T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1866816/000149315225018468/0001493152-25-018468-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1866816/000149315225018468/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001493152-25-018468
- JSON: https://secwatch.observer/filing/0001493152-25-018468.json
- Plain text: https://secwatch.observer/filing/0001493152-25-018468.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.