secwatch.observer — SEC 8-K summary ====================================== Issuer: CEA Industries Inc. (BNC) CIK: 0001482541 Form: 8-K Filed at: 2025-10-17T23:59:59+00:00 Accession: 0001493152-25-018521 Event type: regulatory Sentiment: neutral Materiality: 0.40 LLM model: deepseek-v4-flash:cloud@v2 Nasdaq publicly reprimands CEA Industries for Aug. 2025 change-of-control violation; inquiry closed -------------------------------------------------------------------------------- - Nasdaq issued a public reprimand on Oct. 14, 2025 for violating Rule 5635(b) (shareholder approval) due to Aug. 2025 change-of-control transactions. - The Staff acknowledged prompt remediation, no deliberate intent, and closed inquiry without delisting. - Company previously regained compliance; no further action required from the Company. - Reprimand is the final resolution; no financial penalties or trading suspension were imposed. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1482541/000149315225018521/0001493152-25-018521-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1482541/000149315225018521/form8-k.htm HTML page: https://secwatch.observer/filing/0001493152-25-018521 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer